Hume’s
Ethics and the Ideal Observer Account of Moral Predicates:
The Ideal Observer
Account of Moral Predicates:
Ideal Observer Theory is Not Subjectivism:
Problems with The Ideal
Observer Theory:
The Respective Functions of Reason and Feeling in
Ethical Matters:
Hume and Hypothetical
Imperatives:
Two More Arguments
Against the Sufficiency of Reason for Moral Knowledge:
Problems with Hume’s Account of
Ethics:
Hume’s
Ethics and the Ideal Observer Account of Moral Predicates:
(Moral Reasoning and Neuroscience)
http://www.nytimes.com/2009/04/07/opinion/07Brooks.html?_r=2
Look
at Hume’s analysis of ethical terms and predicates.
You
will recall that I have claimed all moral theories can be placed in one of
three “file folders”: Virtue Ethics Consequentialist Ethics, and
Deontological Ethics. Well… I was
wrong. Sort of. Hume’s account of Ethics
is more difficult to categorize than those we’ve reviewed up until now, in part
because Hume is not so much interested in giving us the qualities of actions
that MAKES them good or right, so much as he is interested in giving us a
quality of actions that cause is to label them good or
right. Hume’s account of ethics shares
with the subjectivist’s account that whether something is considered morally
right or wrong has more to do with our subjective responses to the objective
world than “objective facts” about the world.
However, he differs with the subjectivist in that he does not think
everyone’s subjective responses are equally relevant to determining whether an
action is right or wrong,
Indeed, in this respect he resembles the moral objectivist in
that he thinks one can be WRONG in one’s moral judgment about right and wrong; that
is, one’s subjective judgments on moral matters might simply be mistaken.
What
it is that we mean when we say things like:
"That is good."
“Murder
is wrong.”
"He is a wicked man."
What
facts do we express when we make such utterances? There is a sense here that Hume is
anticipating the linguistic turn in Philosophy.
He is concerned with linguistic predicates (moral linguistic predicate
specifically) as they relate to our behavior.
What do we assert or otherwise achieve linguistically by uttering such
sentences?
Hume
claims that:
The Ideal Observer
Account of Moral Predicates:
Hume
uses this human experience to explain moral judgement. For Hume, the statement "X is
good." means the same as the
statement "X is such that it would elicit the “moral approval” of all or
most normal, sensitive, informed and unbiased people." Similarly, "X is bad." means
roughly "X would illicit the moral disapproval of all or most normal,
sensitive, informed and unbiased people."
Think
of it this way. I might make the
following claim: “Seawater
is salty.”
Now
I am willing to bet that were I to make this claim, everyone would perfectly well
understand what I am saying and believe me to be saying something true. And if we did find someone who sincerely
doubted what I was saying and denied that he can taste salt when he tastes
seawater, we would collectively judge him or her to be a loon. Or at least defective in some way. Either he does not really understand what
“salty” or “salty taste means,” (Perhaps he is new to the language and
“uninformed.”) or his taste buds are defective (He is not “normal.”) or perhaps
his tongue is fatigued to the taste of salt because he was just drinking some
very salty chicken soup (Thus he is not sensitive.). But we know that if he cannot taste the salt
in seawater, there’s something wrong with him.
Why? Because seawater is salty (i.e. it is such
as to elicit a salty sensation in most, normal, sensitive, informed and
unbiased persons). And this is what saying “Seawater is salty.” amounts to. It is, in effect, predicting the subjective
responses of suitable observers under specified conditions.
Note
two important features here:
On
a similar view of “good” we see that judgements of “good” are not subjectively
personal, but rather are claims of about the reactions of a class of “ideal
observers.” To say that “X is good,” according
to this view, is only to say that X is such as to elicit a moral approval of
most, normal, sensitive, informed and unbiased persons. Likewise, we might go
further to ask WHY certain things elicit the approval/ good response and answering
this question will be an empirical affair.
But we do not need to know the answer to that question to know what
“good” means.
Note:
Good and bad are relational properties.
Their very meaning is a relation that occurs between humans and objects,
events etc. This is similar to Locke’s notion of “Secondary
Properties.”
If
successful, this is a quasi-scientific naturalism which reduces ethical terms
to items investigable by science.
Ideal Observer Theory is Not Subjectivism
Hume's
theory is relational and psychological; moral judgements are not purely
subjective. Hume is NOT saying the “X is
good” means “I (the speaker) approve of X.”
It is entirely possible for me to sincerely utter “X is good.” while at
the same time intensely disapproving of X.
Hume understands “X is good.” as an empirical prediction about the
subjective responses of a certain class of individuals (Ideal Observers), not a
report of personal subjective responses.
When
one claims that something is good, according to Hume, one is making an
empirical prediction about how a community of normal, sensitive, unbiased
humans would react to is if the were fully acquainted with it. This is not a subjective claim. It is a prediction about objective facts, a
prediction that is either true or false and which could theoretically be either
verified or falsified (keeping even the positivists happy).
So
unlike subjectivism, one can be wrong in their ethical judgements. You might think a certain behavior
would elicit the approval of the ideal judges but be wrong; they in fact would
disapprove. Further, there is a role for
ethical argument and discussion. Since
to be an Ideal Observer one must be informed, unbiased and sensitive, there
remains room for argument and refutation in ethical matters. People may simply be wrong about what they
claim to be good (the judgements of Ideal Observers) and may revise their
judgements when certain facts are brought to light.
Notice
too that it makes perfect sense on Hume's theory for a moral agent to claim
that something is good, but that he does not like it or conversely that he
knows something to be evil, but desires it
nonetheless. As a psychological theory,
Hume's thesis may even go some way towards explaining why it is that after
learning that something is good, (widely approved of) that the agent comes to
accept it as well since for the most part we like to believe as others do.
Some
might object that good things would be good whether or not the majority of persons
approved of them, etc. (e.g. the abolition of human slavery)
Accordingly they may argue that good
things in life call forth approval in sensitive moral agents because
they are good, and not the other way around. What explains communal
approval is the goodness of the action and not the other way around.
But
Hume's view, nothing would be good or bad if humans did not have the emotions of
approval and disapproval.
Hume
offers his account to counter both of two very popular accounts of Ethics:
1.
That Ethics can be explained entirely in terms of Self Interest and
Psychological Egoism,
Thomas Hobbes (1588 – 1679) offers such a view.
2.
That Ethics can be explained entirely in terms of principles self-evident to
Reason. (Moral Rationalism)
Hume
believes both to be mistaken and claims that it is emotion, and not reason, that
is key to understanding both moral judgements and moral motivation (counter the
latter account), but that the relevant emotion is not self-interest (counter
Hobbes), but other-directed sympathy.
The Respective Functions of Reason and Feeling in Ethical
Matters
He
asks: "What are the respective functions of Reason and Feeling in ethical
matters?"
Hume
envisions Reason as the cool and disinterested appreciation of facts, while
ethical matters tend to be
passionate affairs. Further,
ethical judgments always involve a measure of approval or disapproval. Therefore, Reason objectively informs us of
facts, but does not cause us to approve or disapprove of those facts and so,
Hume thinks, cannot be the source of ethical judgments.
From the vantage point of Reason:
"Tis not contrary to reason to prefer the
destruction of the whole world to the scratching of my finger. ’Tis not
contrary to reason for me to chuse my total ruin, to
prevent the least uneasiness of an Indian or person wholly unknown to me. ’Tis
as little contrary to reason to prefer even my own acknowledg’d
lesser good to my greater, and have a more ardent affection for the former than
the latter..[1]
Further,
Hume famously maintained that one cannot validly derive an "ought"
from an "is." By this he means
that no amount of information about how the world is (reason) can justify
judgements about how the world ought to be (ethics). (By the way, he didn’t think you could go the
other way either.)
Further
still, since ethical judgments are to be action
guiding, they must in some way be involved with motives. Reason, Hume claims, does not/ cannot motivate
actions. It is only emotions, like
desire or hate or love (etc.) that motivate actions.
This
is not to say that reason plays NO role.
Reason is necessary to appreciate the relevant facts of the situation, particularly
relevant facts for Ethical Judgements, But what
“facts” are relevant to moral judgements according to Hume? Facts about the tendency of certain actions
to lead to human happiness. Hume thought
if we believe that an action tends to result in happiness
we tend to approve of it. Conversely,
Hume thought if we believe that an action tends to result in misery, we tend to
disapprove of it. But the attraction
to human happiness and repulsion from misery are due to emotional
features about us, not reason.
Put
simply, on Hume's view, reason can tell us how to get what we want, but it can
not tell us what we want. Only desire
can inform us of what we want.
“Reason is, and ought only to be
the slave of the passions, and can never pretend to any other office than to
serve and obey them.”[2]
Hume
and Hypothetical Imperatives
The
following crude example may help to make this clearer. Imagine that you and I go into a Burger King
restaurant. This day they are having an
incredible special on their Impossible Whopper-meal and the response have been
so over whelming that they set up a special line just to take care of people
who want the special Impossible Whopper-meal.
Above one register there is a sign that reads, "If you want the
special Impossible Whopper-meal then stand in this line."
Now
I'm standing next to you and I read the sign along
with you. I know you to be the paragon
of rationality; you are the very walking and talking incarnation of Reason, and
so I turn to you for advice and ask, "Ought I to stand in that
line?"
You
may be the most rational person on the planet; you may be a veritable Mr.
Spock, but before you can answer, there is something you must find out
first. What is that?
You
would need to ask me, "Do you want the special Impossible Whopper-meal?"
In
other words, you could not tell me what
to do until you first knew what I want. The “rationality” of any course of action (as
a means) turns on the desired end. That's
exactly what the trouble with reason always is according to Hume. Hume believes that reason can only provide us
conditioned hypothetical imperatives,
but not unconditioned imperatives.
Hypothetical
Imperatives: conditional commands.
Imperatives of the form: If X, then do Y.
This
is the thinking behind the famous Humean slogan:
“Reason is and should be the slave of the passions.”
Hume
believes the only and proper role of reason in practical matters (telling us
what to do) is to give us commands of the form: If you want X than do Y. But notice such an imperative does not apply
to all people, all times or in all places and situations. It only applies to some people, some times, in some places and situations if at all. (Specifically, those who want “X.”) This is in sharp contrast to a Categorical Imperative.[3]
Now
an actual action guiding imperative is simply "DO Y!" (for instance;
Shut the door! Go to bed! Don't cheat!
Thou shall not kill!) But you
can't get at that second half of the conditional (the imperative part) until
you discharge the first half of a hypothetical imperative, and that
will always involve finding out what your emotions, desires, sentiments are.
Consider the imperative: “Don’t smoke!”
It
is really a disguised hypothetical imperative:
"If you want to avoid the risk of lung cancer and
heart disease in twenty years or so, then don't smoke.
Now
I ask you, should I smoke? Well, you may
quite naturally assume that I wish to avoid those health hazards, but that may
not be so. For instance, if I were an eighty year-old man, who did not expect to live another
twenty years, your hypothetical imperative wouldn't bind on me. Likewise, if I were on death row and about to
be executed shortly or if the pleasure I got from
smoking were so great that I felt it was worth the risk the imperative wouldn't
apply. In each of these cases there
would be nothing “irrational” (counter to reason) in smoking.
If
there were some imperative that applied to all people
at all times, regardless of age, sex, station, etc. such an imperative would be
a Categorical Imperative.
But such an imperative does not exist according to Hume, or at least, if
it did happen to exist it would be an accident of history (not a necessity of
reason) and be given to us by the faculty of sentiment and not the faculty of
reason.
Categorical
Imperative: unconditional imperative. An imperative that applied
to the entire category of agents (all people at all times, regardless of
age, sex, station, etc.) (See Kant)
Because
Hume recognizes that judging something to be good is not enough to insure that the agent do what is good, he argues there
must be another force to explain why it is that (most) humans
tend to do what they believe to be good.[4]
It
may be that Hume is conflating volition and cognition (willing the
good and knowing the good).
Two More Arguments
Against the Sufficiency of Reason for Moral Knowledge:
1. The Contrast between Geometrical
reasoning and Moral reasoning:
Geometrical
reasoning is a case of pure rational judgments.
Note
that we first observe relations among points, lines, etc., and then proceed to deduce
other relations that were not before obvious to us.
But
moral reasoning is not a case of pure rational judgments:
To
pass a moral judgement, all the facts must be known before
we pass judgement. Reason (apprehension
of facts) must have completed its task before the business of moral judgement
can begin.
Therefore,
Hume argues. the goodness or badness of the situation cannot simply be another
fact which reason discloses, since, in the scenario described above, all the
facts are in and I still don't know whether the thing
is good or bad.
2. The Ultimate Ends of Actions:
We
may ask for the reason for a particular action or desire, but at some point the questions just don’t make sense to the agent any
more. I might be going to school because
I want to get a degree and I may want a degree because I want to make a lot of
money, and I may want to make a lot of money because I want to enjoy my life,
but if you continue to ask me “why?”
well… what reason can I give?
"Because
I do!"
Hume
claims this demonstrates that the ultimate ends of actions are desires, not
reasons.
This
shows, as Hume put is…
“Reason is and should be the Slave of the Passions.[5]”
And
while one may rationally criticize MEANS to ends, one cannot rationally
criticize ends.[6] Of course, you can rational
criticized the means I have chosen to a given end, if, as a matter of empirical
fact, it turns out that this is an ineffective or inefficient means to the end
I have chosen. But, Hume maintains,
there is no basis for rationally criticizing the ends I have chosen or my
desires.
Hume considers whether those things which are good
(elicit the approval of Ideal Observers) have anny common
characteristics. More
simply, he asks, “What is it that good things got that the bad things don't?” What is it about good things that makes then such
as to elicit our approval? Hume holds
that this question can only be settled by empirical observation and generalization. It is then a question for psychology,
sociology, or anthropology to answer. (And presumably not one about which
arm-chair philosophers should sit around and speculate.) Nevertheless, he offers tentative answers
which he believes to be supported by his own observations of what it is that
humans tend to claim as good.
Things
approved of fall into two main classes according to Hume:
1)
Those which are immediately pleasant either to their possessor or to others
2)
Those which are useful ultimately and indirectly to the production of pleasure,
either to their possessor or to others.
These
classes may and do intersect (i.e. one thing be
approved of for both reasons).[7]
Note:
two ambiguities:
1. A pleasure is a mental event; “Pleasant” can be applied to non-mental
things (Chocolate, a dinner conversation).
This
latter use denotes a (usual) causal property, that is, a more
or less permanent tendency to produce pleasure (under certain conditions
etc.). Therefore, nothing can be judged
pleasant simply; such a judgement always involves an understanding of the
conditions under which the thing is to be experienced. For instance, we may well agree that a
spaghetti dinner is a pleasant thing.
But when we make this judgement we are most
likely referring to the tasting sensations of a spaghetti dinner, the
gustatorial satiation one derives from a spaghetti dinner. But the clean-up after a spaghetti dinner is
not a pleasant thing we may also agree. Cognized in this way, we may say that a
spaghetti dinner is not pleasant. Yet
these two statements (1. A spaghetti dinner is pleasant. 2. A spaghetti dinner
is not pleasant.) do not necessarily contradict one another. For as we can see, things can only be
pleasant `with respect to ...' and not simply pleasant.
Let
us then understand Hume to mean that a thing it immediately pleasant if
a.)
it is a pleasant experience, or
b.)
there is at least one mode of cognizing it which, for most humans, it produces a
pleasant experience.
Hume
is not claiming that good means pleasure or pleasant; rather he
is saying that “good” happens to be co-extensive with pleasure or pleasant. Only upon investigation and reflection do we
come to realize this. There may be a causal relation which explains this, but
this too is a matter of empirical knowledge.
It is similar to the claim that all animals
with hearts are animals with lungs.
“Animal with a heart” clearly does not mean “animal with a lung,” but
rather that these phrases name coextensive sets is
just a fact about the world around us that we discover through empirical
investigation.
It
is then, according to Hume, an empirical and contingent fact that humans are so
constituted as to feel approval and disapproval, and that they are so
constituted that their approvals and disapprovals take the particular
direction which he has found that they do. The innate disposition to feel emotions of
approval and disapproval from time towards certain behaviors is Moral
Sentiment.
Moral Sentiment
Hume
postulates the existence of another sentiment, which he calls Sympathy,
Benevolence or Humanity to explain moral motivations and the experience
of Approval and Disapproval in moral matters.
Sympathy: The
feature of healthy humans which disposes them to feel pleased when contemplating
the happiness of any human being and to feel displeased when contemplating any
human being as miserable. (Naturally this disposition can be overridden by
circumstance or disease.)
There are four points to notice
about this emotional disposition.
1.) It is common to all or
nearly all humans.
2.) It is excited by the
perception or thought of any human being as such in a state of happiness or
misery.
3.)
We approve of things which tend to result in human happiness because the
thought of human happiness is good (pleasant to most humans). We disapprove of things which tend to result
in human misery because the very thought of human misery is unpleasant and
therefore bad.
4.) The emotion of
approval is itself pleasant and that of disapproval is itself unpleasant.
Hume
admits that the sentiment of humanity can be and often is over-ridden in particular cases as is the case with any of our natural
instincts. Further, that a moral agent
is pleased by the thought of promoting human happiness is no guarantee that the
agent will actually do something to bring this
about. All Hume is saying is that, all things being equal, normal, sensitive, unbiased
people would rather see a fellow human being happy than in misery.
I admit I'm somewhat sympathetic to Hume's account of ethical predicates. I think he gets something very right about our natural impulse towards sympathy and that which motivates us to treat one another with compassion. I think what he has to say about hypothetical imperatives is very insightful as well. The more I identify with my fellow humans, the more I am motivated to treat them well and seek their happiness. This is the thinking behind certain therapies for violent criminal offenders. The therapist tries to teach the offender how to identify with their victim by imagining the pain that they had caused to their victim. One of the key motivating factors among those who are vegetarians for moral reason is the fact that they identify with (empathize/sympathize) with the suffering animals. So it is not the awareness of “the facts,” but rather an emotional reaction to the fact.
Problems with Hume’s Account of
Ethics
Nevertheless, I think that there are problems with his account.
For one thing, even if reason is not the source of moral motivation, that does not in and of itself show that reason is not /cannot be the source of moral knowledge. Notice, psychopath's seem to know the difference between right and wrong. They just aren't motivated to do what is right or avoid what is wrong. But this would show that knowledge and motivation can and do have separate sources.
The other problem I want to point out with Hume's account is a systemic problem with the any ideal observer account as a way of explaining a term. Now, to be sure, we actually use this quite a lot really. For instance, in law there is the concept of “the reasonable person”.[8] That means something like a normal, reasonable person.
In definitions of obscenity we sometimes employ the notion of something being obscene if it would be deemed so by an ideal observer. This view of obscenity maintains that to say that something is obscene is not to report one’s own personal response to the object, but rather to predict the subjective responses of (most) “normal” people. According to this view, to say an image (let’s say) is obscene is to say that normal, sensitive, unbiased, informed persons would have “the obscene reaction” to it. Ideal is cashed out in terms such as normal, sensitive, informed unbiased.
Even with certain scientific observations, judgments such as color perception, are made relative to a class of “normal” perceivers and observation conditions. To say something is red is to say it is such as to appear red to a normal color perceiver under standard observation conditions. So far so good for the ideal observer theory.
The problem arises however, making out the specifics of what constitutes an ideal observer. For instance, how old is the ideal observer? Or what gender is the ideal observer? Or what sexual orientation is the ideal observer? What religious affiliation does the ideal observer have?
Now one might say, well none of these things matter. But is that true? And more to our point here, is that true when it comes to moral approval and moral disapproval? Don’t ALL these factors affect what one deems to be good and bad?
Put another way imagine we were to carry out the research project suggested by Hume’s account of ethical judgments. We wish to determine whether some behavior is ethical or not so we decide to put a lot of ideal observers in a room, present them with all the relevant facts and poll them for their reactions. The idea here is that, if all or nearly all disapprove the action is immoral, if all or nearly all approve the action is moral, and if there is no consensus one way or the other then the action is neither moral nor immoral.
The problem is, “Whom do we let in the room?” Well, we might say that we would not let anyone in whose judgment is swayed by age or gender or religious affiliation or sexual orientation. That such individuals are not “ideal.” But that’s seems bizarre. Surely these features of real individuals always affect what they approve of or disapprove of. One's moral approval or disapproval it would seem is highly affected by, or perhaps completely the product of, the personal history of that individual. Screening out individuals because their sense of morality has been affected by their personal history would mean the only people getting in the room would be ahistorical, genderless, ageless individuals of no religious persuasion or sexual orientation.
But these would be completely fictitious creatures to be sure, and Lord in heaven only knows what the preferences of such creatures would be. Further, it's not clear what relevance those fictitious preferences would have to us actual humans and our morality.
One might seek to circumvent this difficulty by abandoning talk about the normal person or the ideal observer writ large, and limit the scope relativized to communities of individuals and something like “community standards.[9]” So not the average human being, but perhaps the average American. Still, that might be too broad. What about the average Floridian? That still seems rather broad. Well, maybe “the average Dade County resident.” But would that include Hialeah, and Miami Beach, Opa-locka, and Davie and Kendall? Do we have to narrow it down to neighborhood? Street? Street address?
Once we begin the collapse relativizing to smaller and smaller communities, it would seem that we are very close to returning to subjectivism. “X is good means X is such as to be approved of by the ideal me.” But of course, then the account loses the supposed advantage it had over subjectivism's account of moral predicates.
Moral
terns such as good and bad derive their meaning and use from human sentiments
of approval and disapproval. We
generally and naturally approve of pleasurable things and disapprove of what is
painful. This is how it is that we form
our basic value judgments. However, we
are also endowed by nature with the sentiment of benevolence. This natural instinct
causes us to delight in the good fortune of fellow humans and commiserate in
their grief.
For
this reason, we approve of actions and events and rules that we believe benefit
the human community on a whole and call them good. Those actions events rules etc. that we
believe tend to produce human misery we call bad. It is through the vicarious pain and pleasure
we experience while perceiving the plight of others that we come to limit our
own self-interested actions and temper them with moral rules.
[1] Hume, David Treatise on Human Nature page 217
[2] Hume, David Treatise on Human Nature, p. 217
[3] By contrast, Immanuel
Kant claims that practical reason could and does give is a categorical
imperative and this is the very essence of morality.
[4] But it seems mistaken to think that this is any reason to suppose one cannot use reason to know what is good, even on Hume’s terms (such as to elicit the approval of ideal observers). Even psychopaths have an intellectual understanding of what is right and wrong, though they clearly are no motivated to do what is right and to avoid what is wrong. Further, anyone who believes that good and bad can be discovered by reason (a.k.a. Kant) without any emotional input, might still agree with Hume that one must also account for moral motivation on some other grounds.
[5]There
are problems with both of the above arguments but I do not include them nor do
I wish to discuss them at length because at this point criticism of Hume may
serve only to confuse the reader's understanding of Hume's position. But for the record, geometrical `deductions'
can not be made simply by a review of the `given,' but also require the implementation
of additional axioms, theorems, etc.
Likewise, that an agent cannot articulate reasons in support of a
preference (or belief for that matter) is not sufficient to show that it is
non-rational. It may be that this
preference is brought about by the immediate intuition that the thing preferred
is worthy of the preference.
[6] Aristotle, of course, would disagree. One might try as hard and one can to be a tree, and seek the most rational, efficient means to be a tree. But one is engaged in an absurd quest. Here Aristotle would not say that one has chosen ill-advised means to one’s end. Rather he would say that one has chosen an irrational end, an end incompatible with one’s essential nature.
[7]
It may be noted here that Hume moves from the assertion that all things which
are directly pleasant or useful as a means to the pleasant are approved of by
most people (i.e. good) to the claim that only things which are directly
pleasant or useful as a means to the pleasant are approved of by most people (i.e.
good). While the second claim entails
the first, the first does not entail the second. As it stands, Hume would need additional
argumentation to support it.
Nevertheless,
Hume believes the second claim and it is this claim that some cite suggesting
that Hume ultimately is an Hedonist. I
do not share this judgment however.
First, he certainly does not wish to claim that what we mean
by “good” is pleasure, so he is not a conceptual reductionist. Further what we label good is what we believe
to be pleasant or leading to pleasure, irrespective of whether or not it
actually does. Thus he does not appear
to be an ontological reductionist either.
[8] In law see:
“Reasonable Person,” “Reasonable Man,” or “The Man on the Clapham
Omnibus.”
[9] For example with respect to obscenity, see “The Miller Test” (Miller v. California 1973) as well as Justice Brennan’s dissent.